CE
Senior Compliance Analyst - Surveillance
Highland Park, Dallas
On-site
Full-time
No salary posted2 days ago- Employment type
- Full-time · On-site
- Posted
- November 12, 2026
Hiring confidence: Sparse posting · 22/100
This posting is missing most of the signals we look for, or shows patterns common to listings that are not actively being filled. Check with the employer before applying. How this is scored
Job Overview
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Job Description Senior Surveillance analyst position work directly with the Surveillance Analyst team and report directly to department management. The role will include post-trade reviews on financial products to identify potential risks and violations of Broker Dealer policies. This role will also include the identification of trends and patterns of advisor's trading behavior to mitigate undo risk to the firm. Duties and Responsibilities : Complete monthly product reviews accurately and in a …
This role is based in Highland Park, Dallas. Cetera Financial Group, Inc. is hiring for this full-time position through Jobily, where you can check how well your resume matches the posting before you apply.
About the Company
CE