CE
Senior Compliance Analyst - Surveillance
Dallas, Texas
On-site
Full-time
$87K – $100K USD
Today- Employment type
- Full-time · On-site
- Posted
- November 14, 2026
- Salary range
- $87,000–$100,000 USD per year
Hiring confidence: Some gaps · 67/100
Some signals are missing from this posting. It may well be genuine, but it is worth confirming the role is still open before you invest time in applying. How this is scored
Job Overview
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Description Senior Surveillance analyst position work directly with the Surveillance Analyst team and report directly to department management. The role will include post-trade reviews on financial products to identify potential risks and violations of Broker Dealer policies. This role will also include the identification of trends and patterns of advisor’s trading behavior to mitigate undo risk to the firm. Duties and Responsibilities : Complete monthly product reviews accurately and in a time…
This role is based in Dallas, Texas. Cetera Financial Group is hiring for this full-time position through Jobily, where you can check how well your resume matches the posting before you apply.
About the Company
CE