BM
Chief Compliance Officer, GAM US
Grand Central, Manhattan
On-site
Full-time
No salary posted6 days ago- Employment type
- Full-time · On-site
- Posted
- November 8, 2026
Hiring confidence: Sparse posting · 22/100
This posting is missing most of the signals we look for, or shows patterns common to listings that are not actively being filled. Check with the employer before applying. How this is scored
Job Overview
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Leads the development, implementation, maintenance, and administration of the regulatory compliance program for a U.S. registered investment adviser (RIA). Oversees the establishment of a comprehensive compliance framework in connection with the entity's SEC registration and the development and launch of investment products and funds. Provides regulatory compliance advice and oversight relating to investment advisory activities, fund operations, and related business initiatives. Acts as the des…
This role is based in Grand Central, Manhattan. BMO Financial Group is hiring for this full-time position through Jobily, where you can check how well your resume matches the posting before you apply.
About the Company
BM